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CONTACT US

Tel: 07833 684449
Email: info@hirett.com
Skype: hirett

RECRUITMENT | INSURANCE | TRANSPORT

HOURS

7 days a week
8am-11pm

Financial Conduct Authority and Prudential Regulatory Authority

Hirett provides focussed advisory and support services and effective practical delivery, drawing upon our extensive “hands-on” experience. Our teams are led by a combination of former C-Suite, heads of function and other senior managers, who possess a wealth of expertise. We fully understand the needs of our diverse client base, from their perspective. The services encompass governance, regulatory, control frameworks and projects, financial crime prevention, GDPR, SMCR, ethics, culture, OpRisk, expert witness, training and mentoring. Hirett supports clients in their interaction with the FCA, including authorisations and variations of permission. We also draw on our professional partnership network to provide a broader umbrella of services including areas such as legal, marketing, technology and cybersecurity.

TYPES OF CLIENT WE SERVE:
Authorised professional persons
Collective investments funds
Company service providers
Corporate finance firms
Custodians/depositaries
Discretionary fund managers
Energy market participants
Institutional investment management
Investment banks
Multi lateral trading facility
Private client investment management
Retail investment management
Secondary intermediaries
Securities and futures firms
Stockbrokers
Third party product providers

SERVICES OFFERED:
Advice pre-regulatory risk assessment or supervision visit
Authorisation - FCA
Compliance advice
Compliance support
Compliance training
Documentation
Enforcement action - AML and payment services
Enforcement action - Financial services
File review
Health checks
Money laundering/financial crime advice and reviews
Regulatory returns assistance
Regulatory updates

 

Feel free to give us a call with any questions on 07833 684449 or email info@hirett.com. We are available 7 days a week, 8am-11pm.

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